Basel II Compliance by Banks - Training

The Capital charge calculations for credit and Market risks and Computation of Tier 1, tier 2 and Total capital warrant a clear understanding of Basel Rules as brought out in RBI guidelines. This one day programme, delivered by banking & risk management experts, will help achieve the above objective.

CHALLENGE

From Basel I to Basel II, the transition was more of fine tuning that was not a result of any major economic shock. However, the transition from Basel II to Basel III is a direct result of the financial crisis and the journey is likely to be painful over the next 5-7 years. Despite that Basel II is very much applicable to banks and auditors are required to audit Banks covering all aspects of Basel II.

In Bank Audits, the objective is to verify compliance with IRAC and provisioning norms, disclosures mandated by RBI from time to time, Capital Adequacy Ratios under Basel II, Capital Structure under Basel II & III etc. These are some of the important areas which are reviewed by RBI in its Annual Financial Inspection (AFI) of banks and any deviation/discrepancy observed by RBI would have a bearing on the Auditor’s ratings. This makes Bank audit, a challenge especially under CBS environment. Thus the correct reporting by the auditors on above areas assumes high importance despite the time constraints the auditors face.

Audit firms audit various Banks including Basel II and capital adequacy areas. However, often times, Audit staff and junior entry level staff are not conversant with the Basel II regulations and are not able to carry out effective audit.

Overview

The course provides participants the understanding of Basel II concepts and provides them with practical tools and methods required for audit of Banks in these areas.
This is an instructor led course designed to provide a practical understanding of the new global framework for risk management. In this one day intensive course, participants gain a complete understanding for auditing Basel II / risk management processes in Banks. Practical exercises and case studies help to better understand concepts and evaluation of multiple methods and techniques.

Agenda

  • Highlights of BASEL I,II and III
  • Computation of Capital Charge on Credit Risk- with Illustration
  • Collateral Risk Management & Credit Risk Mitigation
  • Computation of Capital charge for Market Risk with illustration
  • Computation of Capital Charge for Operational Risk
  • Computation of Capital- Tier 1,Tier 2 and Total Capital as per Regulatory guidelines with illustration
  • Computation of Risk Weights on Off-Balance Sheet items
  • Questions & Answers
  • Training Methodology

    This is an interactive one-day course that combines formal theoretical presentations, case studies and risk assessment exercises.

  • Delegate Course Material includes full set of presentation slides
  • Delivery by Risk Management Experts with practical experiences
  • Additional Handouts based on exercised and recent news coverage
  • Completion certificate by email
  • More Information

    Kindly Send nomination along with the payment and contact details (Name, Designation, Contact Number, email id) to :

  • R. Murali - murali@riskpro.in (+91 – 9566077326)
  • Manoj Jain - manoj.jain@riskpro.in (+91 – 9833767114)

    Payments to be in the name of “Riskpro India Ventures Private Limited”

  • More Info: 
    <a class="btn btn-success" href="/download/basel_banks.pdf">Download Brochure</a><br><br><a class="btn btn-success" href="mailto:manoj.jain@riskpro.in">Enquire</a>
    Tags: 
    Tags: 

    Other Services of Interest

  • HIPAA Awareness Training (Mandatory) - Riskpro India

    EVENT OVERVIEW: HIPAA stands for the Health Insurance Portability and Accountability Act and is a US regulation that deals with security measures for protecting patient’s medical records. Employees...
  • SEBI's Insider Trading Amendment - Free Webinar by Riskpro India

    Another important compliance topic that kicks off today. SEBI Amendment to Insider Trading Regulations. Join us for an hour to learn the important changes and how to deal with these. Register -...
  • Sox Training

    Our sox training covers the following points. 1. What is SOX? 2. The Act and its Sponsorors. 3. The background for bringing in this act. 4. Major Sections in the Act 5. Section 404 overview 6...
  • EUC Risks : Manage Spreadsheet risks - Riskpro India

    EVENT OVERVIEW Uncontrolled and untested spreadsheet models pose significant business risks. These risks include: lost revenue and profits; mispricing and poor decision making due to prevalent but...
  • 1 Day AML Training by Riskpro India - Mumbai

    Training event in Bangalore on Anti Money Laundering (AML) and KYC “Are we doing enough to protect integrity of Indian financial sector?” Banks face growing costs to comply with AML requirements...
  • Risk Management Software - Riskpro India's solution for Automating Risk Management

    Riskpro India finally offers small and mid enterprises a risk management tool that helps them to manage risks effectively. To request a 30 days trial, please contact info@riskpro.in Why is Risk...
  • EU-US Privacy Shield for Data Transfers

    Come GDPR (General Data Protection Act) and EU-US PRivacy shield will assume more importance. Privacy Shield Overview The Privacy Shield program, which is administered by the International Trade...
  • Reduce your GDPR implementation Costs - Hire GDPR Experts in India

    Reduce cost for GDPR Compliance - Remote Consulting from India GDPR readiness assessment and implementation can be costly. And time is short. Instead of paying premium fees to local GDPR consultants...
  • Riskpro India on top of Emerging Risks that bother you

    Riskpro India is well positioned to offer advisory services for emerging risks such as Data Protection (GDPR), information security, assurance services such as Third party risk management, internal...
  • Go to top