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Services

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SSAE 18 (SOC 2 Audits) - Benefits of SOC Audits

  • Organizations continue to outsource parts of their business to realize potential cost benefits, to alleviate the need for hiring or retaining internal specialists and/or to create more flexibility to realize their business strategy.
  • Assurance reports play an important role as a management control. In the USA, the new SSAE 18 standard was introduced in 2016 and implemented in 2017.
  • Riskpro has done more than 900+ SSAE engagements and we have an inhouse CPA to perform these attestations.
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Operational Risk Management

  • Riskpro can review risk management structures & infrastructure
  • We develop operational risk policies, frameworks, terms of reference and implementation project plans.
  • Development of Risk Control Self Assessment (RCSA) methodology and Risk Register
  • Review and enhancement of Loss and Event Reporting framework
  • Comparison done against best practices of risk modelling, strategic objectives and regulations.
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Financial Risk Management

  • Riskpro can help clients on matters relating to Basel II framework using basic, standard and advanced approaches for Market, Credit and Operational risk.
  • We can assess the Pillar II (ICAAP) gaps and help identify vendors and professionals who can assist.
  • We can help with Market Risk Framework, Policies and procedures, Current State Assessment, Gap Analysis and can support requirements of Risk Measures Modeling, Metrics, Model Validation, Stress Testing etc
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GDPR

  • GDPR is a sweeping change. Effective May 2018, if you are not ready, you will not be able to do business, if you hold Personal data of any EU citizen and are not GDPR compliant.
  • This may be as simple as an email in a marketing email list. You will not be able to send marketing mailers unless there is explicit consent or a lawful purpose/ legitimate business purpose.
  • If you are recruiters, you will not be able to forward the CVs, download and save candidate data without their consent.
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Risk Training

  • Riskpro is a leading Risk Management Training Company and has conducted 50+ trainings which include Open House programs across major metros and in house trainings to major Corporates, BFSI Cos.
  • We have a variety of training programs across Info Security, Credit, Basel, ERM, Governance, BCM etc.
  • Riskpro is a Corporate Entity with expert Trainers and our programs are cost effective compared to most companies.
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Independent Director for Corporates

  • We link Right People as professional decision mentors for your organization.
  • We provide Qualified Industry professionals with systematic assessment of needs, comparing the company’s strategic plan with an up-to-date profile of the skills and experience of the current board.
  • We understand the specific needs of the board and an insight into the unique nature of a company.
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Loan File Hind Sighting

  • Loan File Hind Sighting requires a detailed verification of and reporting on loan files of various products as per the laid down policies.
  • Riskpro develops a detailed product wise hind sighting checklist and identifies the criticality and the owner of the check point by performing monthly audit of files disbursed to ensure compliance with policies and reports on deviations and action plan.
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Branch Audits

  • Riskpro has done PAN India checklist-based audits for the depots, branches of NBFC, Insurance companies etc. through our associate firm.
  • We design a standard checklist which reflects regulatory, conduct issues and operational compliances.
  • We ensure:
    • Compliance to the checklist defined and the laid down policies and procedures.
    • Report the process gaps, operating inefficiencies, non compliances with applicable laws, handling of conduct issues etc. and issue final report with recommendations.
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Fraud and Forensic

  • Riskpro helps companies to perform a gap analysis and undertake a comprehensive fraud risk assessment.
  • Our forensic accountants delve deep into the facts to provide an independent, thorough, and insightful report of the situation and help with fraud investigation and unearth important aspects of the fraud.
  • Other Fraud related services include Fraud Detection, Anti-Fraud Measures and Background checks
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Reputation Risk

  • Although reputation risk assessment is typically important for valuable brands and large entities, managing reputation is equally important for small and mid sized organisation
  • Riskpro has a good understanding of how to effectively implement a reputation risk management framework
  • We can help companies in the survival game. Our risk event database relating to reputation risk can help companies to build components to identify, assess and manage reputation risk
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Integrity and Ethics

  • Riskpro has expertise in developing a comprehensive Anti-Bribery & Corruption (ABC) compliance program that would ringfence your organization from the risk of corruption, fraud and other ethical misconduct.
  • Our program implementation takes minimal time as well cost effective. It encompasses broadly four elements - Risk assessment & governance; Investigations & enforcement; Training & Communications and Monitoring & Auditing
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Prevention of Insider Trading

  • We assist clients in developing internal policies for complying with the regulations as mandated by the SEBI (Prohibition Of Insider Trading) Amendment Regulation 2018.
  • Riskpro has introduced a unique offering for compliance audit which will include:
    • 3-5 days of review/ Health Check or evaluation  of the adequacy of internal controls.
    • Review of policies and procedures to determine compliance with the framework.
    • Compliance Report - Third party compliance Report on the findings.