Webinar- SEBI Recent Circular on Risk Management For Investment Houses


SEBI came up with Risk Management Circular for Mutual Funds, mandating various measures to improve overall risk governance.  The same can be applied with some modifications by other investment and advisory houses like PMS, AIF, Invites, Bank Treasury Risk Management, Investment Advisors, Private Banking, and Wealth Management. The training will focus on the below areas of measures taken by SEBI and practical aspects of implementing the same :  

  • Early Warning Signal
  • Conflict of Interest Resolution
  • Positioning of independent Risk Management v/s Compliance, CFO
  • Credit, Liquidity and Market Risk Management
  • D&O E&O Professional Indemnity Insurance
  • R&CSA, Stress Testing, Fraud Risk Register, ERM, KRI, and various other measures

Speaker- Laxmikant Gupta, Principal- Riskpro

Who should attend? Chief Risk Officers, Risk and Compliance Heads, Risk Managers, Chief Audit Executives, Internal Audit Directors, Audit Managers, Audit professionals, Risk and Governance professionals

Date- Tuesday, 16th November 2021

Time- 11 AM to 12:30 PM IST

Registration Link- https://register.gotowebinar.com/register/4945613615495451915


1 Hour
Rs. 0