The following training options are appropriate for Banks, NBFC and small banks.
• Basic fundamentals of Risk Management (half day)
o Including Fraud, Reputational Risk issues also apart from credit, market and operational risk
o Cases relating to fraud and governance issues…
Our sox training covers the following points.
1. What is SOX?
2. The Act and its Sponsorors.
3. The background for bringing in this act.
4. Major Sections in the Act
5. Section 404 overview
6. Stages involved in SOX Compliance (Audit)
a. Process…
If there is any investment that has a high ROI, it is risk and compliance trainings. Riskpro is the largest training company in India focusing on Risk Management, Regulatory Compliance, Information Security related trainings and much more. We have worked with some of the largest companies in…
Sexual Harassment is important. A robust framework to prevent Sexual Harassment is one way to integrate risk management in the overall ERM culture of the company that must also appreciate the risk of sexual harassment at workplace. All companies, large or small must have some element of…
The Bureau of Indian Standards has issued IS 17428, a set of new Standards to provide a Privacy Assurance Framework for the Organizations to process, implement, and maintain their Data Privacy Management Systems. The Two key aspects of IS 17428 are:
…
SEBI came up with Risk Management Circular for Mutual Funds, mandating various measures to improve overall risk governance. The same can be applied with some modifications by other investment and advisory houses like PMS, AIF, Invites, Bank Treasury Risk Management, Investment…
Businesses run on Return on Investment (ROI) and every business decision is driven by ROI. So whenever any business decides on procuring software for Contract Automation, they always evaluate the spend vis-a-vis benefits businesses will achieve in equivalent financial terms and…
Course Objective
To have a comprehensive understanding of the ISO 27001 standard and key processes for the implementation of ISO 27001 in an organization, steps in certification, and attaining the knowledge to become a key implementer.
Schedule…
In light of the financial scandals that occurred at Enron, WorldCom, Xerox & Tyco among others during the period 2000-2002, the United States Congress passed the Sarbanes-Oxley Act (SOX) in the year 2002 to establish investor’s confidence in the corporate governance &…
A simple definition of fraud is - An act of cheating in order to get some money/advantage illegally. It is a deliberate act (or failure to act) with the intention of obtaining an unauthorized benefit, either for oneself or for the institution, by…
For any business today, Environment, Health, and Safety are very important segments and parameters that affect the working of the business as well as the working parameters. Every manager, therefore, has to ensure the working of his department does not violate the Environment…
Course Duration- 5 Days
Course Objective- To have a comprehensive understanding of the ISO 27001 standard and key processes for the implementation of ISO 27001 in an organization, steps in certification, and attaining the knowledge to become a…
There has been a paradigm shift in business and the way we do business in the wake of the current COVID situation. New risks and global barriers are being experienced where travel is restricted and working from home has become a new norm. Under all these circumstances new risks…
Internal audit (IA) is now widely recognized as a Business Partner by every matured organization. The emphasis of IA is to ‘Add Value’ through highlighting the process gaps which are eroding the value. The internal auditors consistently strive to achieve this aim by keeping…
Riskpro is conducting a unique 3-day online Masterclass on Enterprise Risk Management (ERM) in September 2021.
SEBI has amended the SEBI (LODR) Regulations effective from 6th May 2021 for all applicable companies. The scope of applicable companies is also…
Employees are the first line of defense in protecting companies from the risks of unethical conduct and non-compliance. Effective communication and reporting on ethics is a key element of good governance that can act as an early warning system for organizations seeking to…
Before it gets to this, a touchpoint for “uniting the world to tackle climate change” is at the next UN Climate Change conference COP26 Glasgow, in OCT-NOV 2021.
What is climate change? What is ESR? GHG? CO2 e? GWP? What is Climate financing? ESG Reporting?…
External audit of financial statements carried out by the statutory auditors (Ex. Big4) hired by a company can become a costly affair when performed completely onshore since it requires professionals with specific qualifications and skillsets. Audit offshoring, thus, becomes a…
Securities and Exchange Board of India (SEBI) has amended the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 through notification no. No. SEBI/LAD-NRO/GN/2021/22. The second amendment was published on 5th May 2021 and will be effective from…
The Health Insurance Portability and Accountability Act of 1996 (HIPAA) is a federal law that required the creation of national standards to protect sensitive patient health information from being disclosed without the patient’s consent or knowledge. The US Department of Health…
With the advent of Industry 4.0, millions of businesses are utilizing advanced technology like the Internet of things (IoT), Artificial Intelligence, Machine Learning for scalability. It's high time, Indian businesses start leveraging such technologies to grow at the fastest…
ISO 27701 Privacy Information Management System (PIMS) – the privacy extension of ISO 27001 Information Security Management System (ISMS) – establishes privacy controls for the processing of personal data. ISO 27701 will support organizations in meeting the regulatory…
In 2001, seventeen software developers met in Utah to publish the ‘Manifesto for Agile Software Development’ that changed the industry as we know it.
In this session, we explore how organizations like the USA’s Federal Bureau of Investigation used the best…
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